12th June 2018

Compliance Monitoring Supervisor

Reference: DF - 14806fs

Location: Belfast Job Type: Permanent Date Posted: 12/06/2018

Compliance Monitoring Supervisor – Belfast

Client:

Abacus Professional Recruitment have been retained by one of Northern Ireland’s newest and fastest growing financial services firms to recruit a Compliance Monitoring Supervisor for their hyper growth organisation. Our client is recognised globally for their Honesty, Integrity and Excellence in their provision of services to their clients. They are a professional intermediary that plays a truly pivotal role in the world’s financial, energy and commodities markets.

Why This Client:

As noted above this is Northern Ireland’s freshest and newest opportunity in Financial services and something the FS market has been crying out for. You will be joining a firm who are going through significant growth and joining at a crucial time in Belfast life cycle. Those who get in early should see their careers flourish.

Role:

The Compliance team is responsible for proactively engaging with the business to provide clear advice and support to;

  • Ensure the group continues to meet all applicable regulatory requirements
  • Protect the group and its staff from regulatory sanction
  • Maintain its reputation as an IDB which acts with honesty, integrity, respect and excellence

The role sits within the Belfast office primarily responsible for the ‘level one’ review of alerts triggered from the firm’s surveillance systems. The Compliance Monitoring Associate will work closely with Compliance Monitoring Officers to ensure timely execution of monitoring, surveillance and desk reviews. Additionally, the Compliance Monitoring Associate will undertake daily and other periodic monitoring work, proactively investigating as necessary, and escalate any matters as required.

Requirements:

Previous practical experience gained in a monitoring function within a financial services firm.

Experience in a supervisory, team Leader or management type role

Experience of working in a broking / trading capacity (desirable)

Knowledge of financial products within Commodities, Interest Rates, Fixed Income and Equities asset classes.

Understanding of market abuse and the risks associated with it.

Skilled in Microsoft applications software (Word, Excel, PowerPoint, Outlook etc.)

Salary:

Market leading salaries will be offered plus Private Medical, matching up to 6% on pension, group income protection, life assurance, 23 days leave + 10 stat, childcare voucher, Employee assistance programme

Primary Contact:

Damian Farrell

Please submit your application or call the specialist Abacus consultant 0044 (0) 28 9031 3157 for a confidential career discussion.

Did you know? Abacus are Northern Irelands only rate Recruiter with 4.7 Stars for customer satisfaction on independent review site Feefo.

If you know someone who is returning/re-locating to NI then tell them about www.belfastforlife.com it has all the information that they will need.

Damian Farrell

Damian Farrell

Associate Director, Head of Financial Services

028 9099 8049

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